Legal Battle Between FINRA and Frequent Foe Could Be a 'Headshot' For the Regulator, Says James Tierney
“Ten years ago, these arguments (that threaten the regulatory authority of FINRA) were frivolous,” said James Tierney, a professor at the Chicago-Kent College of Law and a former in-house attorney for the SEC. “But the Supreme Court has made enough room for (them) to take hold.”